SEC Sanctions JP Morgan $18 Million for Impeding Whistleblowing
Whistleblower Network News
JANUARY 16, 2024
Morgan Securities LLC in which the company agreed to pay $18 million to settle charges that it impeded the ability of advisory clients and brokerage customers to blow the whistle to the SEC. In recent months, the SEC has stepped up its enforcement of the rule. Further Reading: J.P.
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